Now Available: Form ATS-N

Released with EDGAR 18.4, Form ATS-N and its derivatives are reports filed by alternative trading systems that trade stocks listed on a national securities exchange (also known as NMS Stock ATSs).

You can create any ATS-N form, validate, proof and file it securely to EDGAR.

Form ATS-N

  • Create ATS-N filings using powerful desktop software that saves files locally on your computer or network
  • The ATS-N interface is simple to use with easy data entry and on-screen highlighting to help identify required fields
  • Paste large amounts of text from an external source directly into the fields for your detailed Item responses
  • Validate for compliance with EDGAR
  • Proof to HTML to provide copies of your submission to all your reviewers
  • File securely to the EDGAR System with tools to collect acceptance messages
  • Support for Forms ATS-N, ATS-N/MA, ATS-N/UA, ATS-N/CA, ATS-N/OFA, ATS-N-C and ATS-N-W

Work Locally, Any Time

  • 24/7 availability – work on your documents at any time even when the SEC is closed or EDGAR is unavailable
  • Desktop software saves files locally to your own computer or network; our web-based solution combines desktop software with a cloud file storage system

Industry-Leading Customer Service

  • Call Monday-Friday, 9-6 Eastern for immediate help from one of our experts
  • Partner with a development team that truly listens to and addresses the needs of clients with monthly updates to improve tools, add new features, and correct issues
  • Monthly updates with additional updates to correspond to new releases of the EDGAR System
  • Emergency 24/7 support offered as a service

Form ATS-N is available as part of the GoFiler Complete software package or via our online portal at Desktop software runs on the Windows operating system and requires Internet access during installation, updates, upon running and when filing to the EDGAR system. GoFiler Online is compatible with most browsers and Windows operating systems and requires the Internet at all times.

If you would like more information on Form ATS-N, please contact us.





Want to file online?

Hassle-free, pay-per-filing via a cloud solution. Just create a GoFiler Online account, make a new filing, add your data and file to EDGAR!