Novaworks Weblog

SEC Updates Market Statistics Focusing on Strong Growth in IPO Activity

nospam@example.com (LeAnn Dey) — Wed, 08 Jul 2026 14:00:00 -0400

On July 1st, the SEC’s Division of Economic and Risk Analysis (DERA) released updated US capital‑market statistics and new interactive data visualizations. The revision includes expanded information on asset‑backed securities (ABS), municipal advisors, and additional historical data for ABS and commercial mortgage-backed securities (CMBS) issuances. Continue reading "SEC Updates Market Statistics Focusing on Strong Growth in IPO Activity"

SEC, CFTC Seek Feedback on Expanding Portfolio Margining and Cross‑Margining

nospam@example.com (LeAnn Dey) — Mon, 06 Jul 2026 15:45:00 -0400

On June 26th, the SEC and the Commodity Futures Trading Commission (CFTC) published a joint request for comment to consider ways to expand portfolio and cross‑margining. Input from the public may inform how updates affect the ability of securities and derivatives regulated by the SEC, the CFTC, or both agencies to be consolidated and margined in a unified manner, thus offsetting their risks and managing them in a single framework. Continue reading "SEC, CFTC Seek Feedback on Expanding Portfolio Margining and Cross‑Margining"

Independence Day

nospam@example.com (LeAnn Dey) — Thu, 02 Jul 2026 09:00:00 -0400

The SEC will be closed Friday, July 3rd in observance of Independence Day. The EDGAR System will not receive, process or accept filings on this day. Filings with a due date of July 3rd will be due the following business day, Monday, July 6th. The FERC also will be closed in observation of Independence Day. eForms will accept filings submitted on July 3rd.
Continue reading "Independence Day"

SEC Updates Financial Reporting Manual

nospam@example.com (LeAnn Dey) — Wed, 01 Jul 2026 16:00:00 -0400

The SEC’s Division of Corporation Finance periodically makes informal staff interpretations available to the public via the Financial Reporting Manual (FRM). The update does not make any technical changes; it only includes administrative edits, so none of the sections have date tags added. Continue reading "SEC Updates Financial Reporting Manual"

SEC, CFTC Request Comment on Revising Swap Data Reporting

nospam@example.com (LeAnn Dey) — Wed, 01 Jul 2026 10:30:00 -0400

On June 18th, the SEC and the Commodity Futures Trading Commission (CFTC) released a joint request for comment to consider ways to harmonize swap data reporting across the security‑based swap and swap markets. The coordinated effort to align swap data reporting is part of the agencies’ ongoing responsibilities pursuant to the Dodd‑Frank Act, which set up distinct but complementary reporting systems for each agency. Continue reading "SEC, CFTC Request Comment on Revising Swap Data Reporting"

FERC Proposes Rules to Revise Financial Forms and Filing Requirements

nospam@example.com (LeAnn Dey) — Tue, 30 Jun 2026 14:00:00 -0400

On June 23rd, the Federal Energy Regulatory Commission (FERC) released a rule proposal that would amend a number of its financial reporting forms and related filing requirements. The proposed changes are designed to enhance transparency and ensure that the FERC’s financial forms remain accurate and suitable for use. Continue reading "FERC Proposes Rules to Revise Financial Forms and Filing Requirements"

SEC, CFTC Solicit Feedback on Modernizing Derivatives Product Definitions

nospam@example.com (LeAnn Dey) — Mon, 29 Jun 2026 15:15:00 -0400

On June 18th, the SEC and the Commodity Futures Trading Commission (CFTC) published a joint request for comment to explore ways to update derivatives definitions and clarify interpretive issues under Title VII of Dodd‑Frank. The agencies seek to ensure that regulatory frameworks keep up with ever changing and developing market structures, new financial products, and modern trading practices. Continue reading "SEC, CFTC Solicit Feedback on Modernizing Derivatives Product Definitions"

XBRL US to Discuss the SEC’s Quarterly versus Semiannual Rule Proposal

nospam@example.com (LeAnn Dey) — Mon, 22 Jun 2026 15:30:00 -0400

XBRL US will host a webinar to discuss the benefits and disadvantages of quarterly versus semiannual reporting, and the implications of the SEC’s Semiannual Reporting rule proposal. The webinar will take place on Thursday, June 25, 2026, and will begin at 3:00 p.m. Eastern.
Continue reading "XBRL US to Discuss the SEC’s Quarterly versus Semiannual Rule Proposal"

Juneteenth

nospam@example.com (LeAnn Dey) — Fri, 19 Jun 2026 10:00:00 -0400

The SEC will be closed Friday, June 19th, in observance of Freedom Day. The EDGAR System will not receive, process or accept filings on this day. Filings with a due date of Friday, June 19th, will be due the following business day, Monday, June 22nd. The FERC will also be closed in observation of Freedom Day. eForms will accept filings submitted on June 19th.
Continue reading "Juneteenth"

SEC Proposes Overturning Regulation NMS Rules 611 and 610(e)

nospam@example.com (LeAnn Dey) — Thu, 18 Jun 2026 17:00:00 -0400

On June 11th, the SEC proposed amendments to rescind Rules 611 (the Order Protection Rule) and 610(e) (the Access Rule’s locked/crossed market provision) of Regulation NMS under the Securities Exchange Act of 1934. The rule proposal is designed to streamline market structure, mitigate costs for market participants, and support competition and innovation, thus impacting the development of equity markets. Continue reading "SEC Proposes Overturning Regulation NMS Rules 611 and 610(e)"

XBRL US, CRAFT Highlight Recent AI and Structured Data Forum

nospam@example.com (LeAnn Dey) — Wed, 17 Jun 2026 16:00:00 -0400

In May 2026, the AI and Structured Data Forum, hosted by XBRL US and Center for Research toward Advancing Financial Technologies (CRAFT) at Stevens Institute of Technology, gathered industry leaders from the financial, regulatory, academic, and technology industries to discuss how AI and structured data are reshaping and modernizing financial reporting, auditing, and digital markets. The discussions steered clear of the hype around AI, centering on its practical aspects and offering a grounded assessment of its current capabilities. Continue reading "XBRL US, CRAFT Highlight Recent AI and Structured Data Forum"

XBRL US to Discuss How Structured Data Powers Next-Generation Financial Analysis

nospam@example.com (LeAnn Dey) — Tue, 16 Jun 2026 11:00:00 -0400

XBRL US will host a webinar on how worldwide expansion of XBRL‑tagged data is helping create new tools driven by structured, machine-readable datasets that make financial analysis faster and easier. The webinar will take place on Wednesday, June 17, 2026, and will begin at 3:00 p.m. Eastern.
Continue reading "XBRL US to Discuss How Structured Data Powers Next-Generation Financial Analysis"

SEC to Hold Compliance Outreach Seminar for New York-Based Investment Advisers and Investment Companies

nospam@example.com (LeAnn Dey) — Mon, 15 Jun 2026 10:00:00 -0400

The SEC's New York Regional Office (NYRO) will host a virtual compliance outreach seminar for investment advisers and investment companies in the New York area. The event will take place on Tuesday, June 16, 2026, beginning at 9:15 a.m. Eastern. The event is free and open for the public to attend. Registration is not required.
Continue reading "SEC to Hold Compliance Outreach Seminar for New York-Based Investment Advisers and Investment Companies "

SEC Adopts Joint Data Standards Rules Under FDTA

nospam@example.com (LeAnn Dey) — Tue, 09 Jun 2026 14:40:00 -0400

On June 8th, the SEC approved rules that establish joint data standards under the Financial Data Transparency Act of 2022 (FDTA). The rulemaking establishes technical standards for data submitted to certain financial regulatory agencies, making financial data more accessible, uniform, and useful to the public. The joint data standards would make it easier for financial institutions to file reports across multiple agencies and help regulators carry out the SEC’s oversight functions with greater efficacy. Continue reading "SEC Adopts Joint Data Standards Rules Under FDTA"

New FERC Final Rule “Filing Process and Data Collection for the Electric Quarterly Report”

nospam@example.com (The Novaworks Team) — Fri, 05 Jun 2026 11:39:00 -0400

The FERC issued a new final rule on March 19, 2026 to update the filing process and data collection for the Electric Quarterly Report (EQR). Changes are designed to update data collection, improve data quality, increase market transparency, decrease costs, and streamline compliance for future changes.

Continue reading "New FERC Final Rule “Filing Process and Data Collection for the Electric Quarterly Report”"

Reminder: IFRS Accounting Taxonomy 2025 Remains Current for 2026 Reporting

nospam@example.com (LeAnn Dey) — Wed, 03 Jun 2026 17:37:00 -0400

In February 2026, the International Financial Reporting Standards Foundation (IFRS) announced that the IFRS Accounting Taxonomy 2025 would remain current for the 2026 reporting period as there have been no updates to the technology or content. Stakeholders should continue to use the IFRS Accounting Taxonomy 2025 when tagging financial information, in accordance with local jurisdictional filing requirements. Continue reading "Reminder: IFRS Accounting Taxonomy 2025 Remains Current for 2026 Reporting"

SEC Cancels June 2026 EDGAR Release

nospam@example.com (LeAnn Dey) — Wed, 03 Jun 2026 10:54:00 -0400

On June 1st, the SEC canceled EDGAR software release 26.2, which was planned for June 15, 2026. Draft EDGAR Filer Manual revisions and draft Technical Specifications related to the release that previously was published on May 15th are no longer relevant and have been removed from the SEC’s site. Associated changes made to the EDGAR Beta Environment will be reverted on June 1st. Continue reading "SEC Cancels June 2026 EDGAR Release"

SEC Staff to Hold Investor Advisory Committee Meeting

nospam@example.com (LeAnn Dey) — Mon, 01 Jun 2026 11:00:00 -0400

The SEC’s Investor Advisory Committee will hold an open meeting via webcast on the SEC’s site that will take place on Thursday, June 4, 2026, beginning at 10:00 a.m. ET. The meeting is free for the public to attend. The meeting will cover committee matters, including subcommittee reports and approval of previous meeting minutes.

Continue reading "SEC Staff to Hold Investor Advisory Committee Meeting"

GAO Issues Report on Standard Business Reporting Under FDTA

nospam@example.com (LeAnn Dey) — Fri, 29 May 2026 14:15:00 -0400

On May 14th, the United States Government Accountability Office (GAO) released a new report to satisfy requirements detailed in the Financial Data Transparency Act (FDTA). The Act requires the GAO to evaluate the establishment of a Standard Business Reporting-type (SBR) program in the United States and to begin developing shared data standards among financial regulators. The standards are intended to reduce reporting burdens, improve data quality, and steer the United States toward a system similar to SBR used in other countries. Continue reading "GAO Issues Report on Standard Business Reporting Under FDTA"

Memorial Day

nospam@example.com (LeAnn Dey) — Fri, 22 May 2026 13:45:00 -0400

The SEC will be closed Monday, May 25th in observance of Memorial Day. The EDGAR System will not receive, process or accept filings on this day. Filings with a due date of May 25th will be due the following business day. The FERC will also be closed in observation of Memorial Day. eForms will accept filings submitted on May 25th. Continue reading "Memorial Day"

GoFiler 6.5b Now Available

nospam@example.com (Administrator) — Tue, 26 May 2026 17:43:00 -0400

Version 6.5b of GoFiler has been released. This version contains changes and improvements for Text View, Page View, Data View, and XBRL View/XDX. This release also contains updates for Forms 13F, ATS-N, Section 16, and general EDGAR forms. Continue reading "GoFiler 6.5b Now Available"

SEC Proposes Rules to Allow Optional Semiannual Filings for Public Companies

nospam@example.com (LeAnn Dey) — Tue, 05 May 2026 17:00:00 -0400

On May 5th, the SEC proposed rule and form amendments that would allow public companies to file semiannual reports instead of traditional quarterly reports. The change would offer issuers greater flexibility in meeting interim reporting obligations under federal securities laws. Under the proposal, companies subject to Exchange Act Sections 13(a) or 15(d) may choose to file a new Form 10‑S twice a year in place of Form 10‑Q. Rather than file three quarterly reports and one annual report, eligible companies could choose the streamlined option to file one semiannual report and one annual report per fiscal year. Continue reading "SEC Proposes Rules to Allow Optional Semiannual Filings for Public Companies"

SEC Provides Preview of June 2026 EDGAR Release 26.2

nospam@example.com (LeAnn Dey) — Thu, 21 May 2026 10:00:00 -0400

On May 15th, the EDGAR Business Office issued a preview of the upcoming updates to the EDGAR system’s capabilities, technical specifications, and the draft EDGAR Filer Manual prior to the approaching EDGAR software release. The release is currently scheduled for June 15, 2026, and filers may review and test the expected EDGAR system changes in the EDGAR Beta Environment beginning June 1, 2026. Continue reading "SEC Provides Preview of June 2026 EDGAR Release 26.2"

SEC Proposes to Modernize Registered Offerings and Reduce Reporting Burdens for Public Companies

nospam@example.com (LeAnn Dey) — Wed, 20 May 2026 16:15:00 -0400

On May 19th, the SEC proposed reforms intended to improve the efficiency, resilience, and cost‑effectiveness of registered offerings while remaining focused on providing strong investor protections. The proposal seeks to streamline the public‑company reporting framework and more closely align disclosure requirements with a company’s size and phase of development. The proposal is designed to respond to years of increasing regulatory complexity and a sustained drop in the number of public companies. By simplifying offerings and customizing disclosure requirements, the SEC aims to encourage more businesses, especially small and mid‑sized issuers, to go public and remain in the public markets. Continue reading "SEC Proposes to Modernize Registered Offerings and Reduce Reporting Burdens for Public Companies"

MSRB Unveils Strategic Plan for Fiscal Years 2026-2030

nospam@example.com (LeAnn Dey) — Fri, 15 May 2026 10:15:00 -0400

On May 7th, the Municipal Securities Rulemaking Board (MSRB) published its strategic plan for fiscal years 2026–2030, which details a multi‑year plan focused on regulatory modernization, market transparency, and public accountability. The plan is the result of significant engagement with market participants, and is intended to reiterate MSRB’s commitment to protect investors, issuers, and the public interest in a fair and efficient municipal securities market. Continue reading "MSRB Unveils Strategic Plan for Fiscal Years 2026-2030"

MSRB Publishes Correction to Draft Amendments to Retire “Financial Advisor” Language, Solicits Feedback

nospam@example.com (LeAnn Dey) — Tue, 12 May 2026 17:30:00 -0400

On May 6th, the Municipal Securities Rulemaking Board (MSRB) released a correction to its April 23rd request for public review and comment related to draft amendments to MSRB Rules G-1, G-3, G-20, G-23, and G-37. The rules are intended to retire the term “financial advisor” from several MSRB rules as part of its Municipal Advisor Retrospective Rule Review. The correction specifically addresses two issues in the draft amendments to Rule G‑23 that appeared in the earlier notice, but all other sections of the April 23rd notice remain unchanged. Continue reading "MSRB Publishes Correction to Draft Amendments to Retire “Financial Advisor” Language, Solicits Feedback"

XBRLworks Scheduled Maintenance

nospam@example.com (Administrator) — Fri, 08 May 2026 13:09:00 -0400

XBRLworks will be unavailable during scheduled maintenance today, May 8th, from 3:00 p.m. to 5:00 p.m. ET. During this time, the application will be updated to version 2.6a. Continue reading "XBRLworks Scheduled Maintenance"

SEC Adopts Technical Amendments to Update Regulation NMS Cross-Reference, Delegated Authority Rules

nospam@example.com (LeAnn Dey) — Fri, 08 May 2026 10:30:00 -0400

On May 1st, the SEC’s Division of Trading and Markets adopted technical amendments to Rule 610 of Regulation NMS under the Exchange Act. The amendments are designed to modernize outdated cross‑references in provisions governing locking and crossing quotations. The rulemaking also corrects an obsolete reference in the rules that delegate authority to SEC staff to allow certain exemptions. Continue reading "SEC Adopts Technical Amendments to Update Regulation NMS Cross-Reference, Delegated Authority Rules"

XBRL US, Pro Groups to Host Webinar on Accounting, AI, and Automation

nospam@example.com (LeAnn Dey) — Thu, 30 Apr 2026 15:45:00 -0400

XBRL US and Pro Groups jointly will host a free webinar to discuss how artificial intelligence (AI) is changing the world of corporate accounting on Tuesday, May 5, 2025, beginning at 3:00 p.m. (ET). The event is free, but registration is required. Continue reading "XBRL US, Pro Groups to Host Webinar on Accounting, AI, and Automation"

MSRB Proposes Updates to Rule G‑12 to Modernize Inter‑Dealer Confirmation Requirements, Revamp MSRB Rulebook

nospam@example.com (LeAnn Dey) — Wed, 29 Apr 2026 15:30:00 -0400

On April 28th, the Municipal Securities Rulemaking Board (MSRB) released for public review and comment a rule proposal to modify Rule G‑12(c). The proposed rule would update Rule G‑12(c), which regulates confirmation requirements for inter‑dealer municipal securities transactions that cannot be processed through automated comparison systems. The proposed rule supports the MSRB’s ongoing review of its rules, published guidance, and rulebook modernization efforts to align with current technology and operational standards. Continue reading "MSRB Proposes Updates to Rule G‑12 to Modernize Inter‑Dealer Confirmation Requirements, Revamp MSRB Rulebook"

SEC, CFTC Propose Amendments to Modernize Form PF Reporting, Solicit Comment

nospam@example.com (LeAnn Dey) — Mon, 27 Apr 2026 14:30:00 -0400

On April 20th, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) jointly proposed amendments to Form PF, the confidential reporting form used by SEC‑registered private fund advisers, which include those also registered with the CFTC as Commodity Pool Operators (CPOs) or Commodity Trading Advisors (CTAs). The updates would keep Form PF effective for regulatory oversight while making compliance more efficient for advisers. Continue reading "SEC, CFTC Propose Amendments to Modernize Form PF Reporting, Solicit Comment"

SEC Releases Proposal to Extend Rule 17Ad‑27, Solicits Comment

nospam@example.com (LeAnn Dey) — Fri, 24 Apr 2026 15:15:00 -0400

On April 16th, the SEC announced that it is publishing its proposed information‑collection requirements under Rule 17Ad‑27 for public review and comment. The rule applies to central matching service providers (CMSPs) that offer matching services but are exempted from registering as clearing agencies. These CMSPs help broker‑dealers, institutional investors, advisers, and custodians electronically agree on trade details to accelerate automated settlement. Continue reading "SEC Releases Proposal to Extend Rule 17Ad‑27, Solicits Comment"

XBRL US, CRAFT Announce Conference on Maximizing AI and Structured Data Performance

nospam@example.com (LeAnn Dey) — Thu, 23 Apr 2026 09:00:00 -0400

XBRL US and the Center for Research toward Advancing Financial Technologies (CRAFT) jointly will host an in-person conference to discuss how structured, standardized data improves the performance of large language models. The one-day event takes place Friday, May 15, 2026, beginning at 9 a.m. Eastern at Stevens Institute of Technology in Hoboken, NJ. Continue reading " XBRL US, CRAFT Announce Conference on Maximizing AI and Structured Data Performance"

SEC Advances Treasury Market Resilience with New Cross‑Margining Structure

nospam@example.com (LeAnn Dey) — Fri, 17 Apr 2026 16:00:00 -0400

On April 15th, the SEC announced a conditional exemptive order that would permit customer cross‑margining between cash market positions in US Treasury securities cleared by a registered clearing agency and futures positions in US Treasury securities cleared by a registered derivatives clearing organization. The exemption applies to broker‑dealers that are also registered as futures commission merchants with the Commodity Futures Trading Commission (CFTC) and that serve as joint clearing members of both clearing entities. In accordance with the order, these organizations now may offer cross‑margining to eligible customers in a futures account as long as all conditions of the exemption are met. Continue reading "SEC Advances Treasury Market Resilience with New Cross‑Margining Structure"

FERC Releases Latest eForms Refresh

nospam@example.com (LeAnn Dey) — Mon, 13 Apr 2026 15:00:00 -0400

On April 9th, the Federal Energy Regulatory Commission (FERC) announced updates made to the eForms system concerning a rendering issue affecting a number of FERC Form No. 1 filers. Continue reading "FERC Releases Latest eForms Refresh"

FERC to Hold Open Commission Meeting

nospam@example.com (LeAnn Dey) — Mon, 13 Apr 2026 11:30:00 -0400

The Federal Energy Regulatory Commission’s (FERC) staff will hold its monthly open meeting via webcast on ferc.gov on Thursday, April 16, 2026, at 10:00 a.m. ET. The one-hour meeting is open for the public to attend. Continue reading "FERC to Hold Open Commission Meeting"

SEC Releases Enforcement Results for Fiscal Year 2025

nospam@example.com (LeAnn Dey) — Fri, 10 Apr 2026 15:45:00 -0400

On April 7th, the SEC’s Division of Enforcement announced that in fiscal year 2025, it saw a number of significant enforcement actions that furthered its attempt both to protect investors and promote market integrity. Continue reading "SEC Releases Enforcement Results for Fiscal Year 2025"

FASB to Discuss 2026 GAAP and SEC Reporting Taxonomy Improvements,SEC Update

nospam@example.com (LeAnn Dey) — Tue, 07 Apr 2026 11:00:00 -0400

The Financial Accounting Standards Board (FASB) will host a webinar to discuss 2026 GAAP and SEC reporting taxonomy improvements and an SEC data quality update. The event will take place on Tuesday, April 14, 2026, beginning at 1:00 p.m. Eastern. Continue reading "FASB to Discuss 2026 GAAP and SEC Reporting Taxonomy Improvements,SEC Update"

SEC Provides FAQs Related to Rule 605 of Regulation NMS

nospam@example.com (LeAnn Dey) — Mon, 06 Apr 2026 13:30:00 -0400

On April 1st, the staff of the SEC’s Division of Trading and Markets published a list of answers to frequently asked questions (FAQs) concerning Rule 605 of Regulation NMS. For further details on Rule 605, please see the 2024 Rule 605 Disclosure of Order Execution Information amendments adopting release on the SEC’s site. Continue reading "SEC Provides FAQs Related to Rule 605 of Regulation NMS"

SEC Adopts Cost‑Saving Measures for Consolidated Audit Trail

nospam@example.com (LeAnn Dey) — Thu, 02 Apr 2026 15:30:00 -0400

On March 27th, the SEC approved an amendment to the National Market System (NMS) Plan for the Consolidated Audit Trail (CAT), along with exemptive relief from certain Rule 17a‑1 requirements. These modifications are meant to further the SEC’s aim to streamline CAT operations and reduce financial burdens on the industry while maintaining key regulatory functions. Continue reading "SEC Adopts Cost‑Saving Measures for Consolidated Audit Trail"

FERC Announces Latest eForms Refresh

nospam@example.com (LeAnn Dey) — Tue, 31 Mar 2026 16:45:00 -0400

On March 27th, the Federal Energy Regulatory Commission (FERC) announced that the eForms system has been updated with Version 2026-04-01 taxonomies, validation rules, and rendering files. Continue reading "FERC Announces Latest eForms Refresh"

The SEC Announces Delays with Fee-Bearing Filings, Country Code Technical Issue with EDGAR Forms 3, 4 and 5

nospam@example.com (LeAnn Dey) — Mon, 30 Mar 2026 16:45:00 -0400

On March 30th, the SEC alerted filers of two separate issues: Continue reading "The SEC Announces Delays with Fee-Bearing Filings, Country Code Technical Issue with EDGAR Forms 3, 4 and 5"

FERC Adopts Rule to Modernize EQR Filing System

nospam@example.com (LeAnn Dey) — Tue, 24 Mar 2026 14:45:00 -0400

On March 24th, the Federal Energy Regulatory Commission (FERC) announced that it approved the October 2023 rule proposal that would adopt eXtensible Business Reporting Language-Comma-Separated Values (XBRL‑CSV) as the standard for filing the Electric Quarterly Report (EQR). The new system is intended to modernize and simplify data collection, enhance data quality, improve market disclosure practices, and reduce long‑term compliance costs. The new rule is the most substantial update to the EQR system since its inception in 2002, when it was founded with the purpose of improving the efficacy, adaptability, and transparency of reporting for all market participants. Continue reading "FERC Adopts Rule to Modernize EQR Filing System"

SEC Adopts Updated EDGAR Filer Manual

nospam@example.com (LeAnn Dey) — Mon, 23 Mar 2026 16:00:00 -0400

On March 16th, the SEC announced that it is adopting amendments to Volumes I and II of the EDGAR system Filer Manual and related rules and forms. EDGAR Release 26.1 is effective in the EDGAR system as of March 16, 2026. Continue reading "SEC Adopts Updated EDGAR Filer Manual"

SEC Proposes Amendments to Rule Regulating Information Reviews for OTC Equity Quotations

nospam@example.com (LeAnn Dey) — Fri, 20 Mar 2026 15:00:00 -0400

On March 16th, the SEC proposed amendments to update Exchange Act Rule 15c2-11, a rule that regulates certain information gathering and review requirements that brokers and dealers that publish quotations for, or maintain a continuous quoted market in, securities in the over-the-counter (OTC) market. Adopted in 1971, Rule 15c2-11’s framework was designed to prevent certain manipulative and fraudulent trading schemes in the OTC equity markets Continue reading "SEC Proposes Amendments to Rule Regulating Information Reviews for OTC Equity Quotations"

FERC Announces Latest eForms Refresh

nospam@example.com (LeAnn Dey) — Thu, 19 Mar 2026 11:45:00 -0400

On March 17th, the Federal Energy Regulatory Commission (FERC) announced that due to taxonomy changes adopted in Version 2025-04-01 (pertaining to Order No. 898), it has provided guidance in the latest eForms update to help filers preparing to submit the 2025 FERC Form No. 1. Continue reading "FERC Announces Latest eForms Refresh"

Interim Release of GoFiler (6.5a Patch B)

nospam@example.com (LeAnn Dey) — Wed, 18 Mar 2026 11:20:00 -0400

To help filers navigate recent unexpected changes made by the SEC concerning the EDGAR 26.1 release, more specifically, Section 16 filing, Novaworks has provided a patch for GoFiler version 6.5a. Continue reading "Interim Release of GoFiler (6.5a Patch B)"

FERC to Hold Open Commission Meeting

nospam@example.com (LeAnn Dey) — Wed, 18 Mar 2026 10:00:00 -0400

The Federal Energy Regulatory Commission’s (FERC) staff will hold its monthly open meeting via webcast on ferc.gov on Thursday, March 19, 2026, at 10:00 a.m. ET. The one-hour meeting is open for the public to attend. Continue reading "FERC to Hold Open Commission Meeting"

XBRL US Staff to Host Data Quality Committee Meeting

nospam@example.com (LeAnn Dey) — Tue, 17 Mar 2026 16:30:00 -0400

XBRL US’ Data Quality Committee (DQC) will host an online meeting for industry leaders to discuss plans to implement rules and guidance for public companies complying with the SEC’s XBRL requirements. The webinar will take place on Wednesday, March 18th, and will begin at 10:00 a.m. Eastern. Continue reading "XBRL US Staff to Host Data Quality Committee Meeting"

Section 16 Filing Hot Fix Now Available

nospam@example.com (LeAnn Dey) — Tue, 17 Mar 2026 13:45:00 -0400

GoFiler software is applying the Section 16 changes under EDGAR 26.1 slated for March 18th a day early. We have applied a fix for this issue, however, users that wish to file Section 16 now may either: Continue reading "Section 16 Filing Hot Fix Now Available"