Last month, the SEC proposed changes to its Rules of Practice involving administrative proceedings, which would require people involved in administrative proceedings to file and serve documents electronically and would also, among other things, adjust the timing of hearings in administrative proceedings, allow for discovery depositions, and clarify the rules for admitting hearsay and assertion of affirmative defenses.
Continue reading "SEC Proposes Changes to Rules Involving..." »Thursday, October 08. 2015
SEC Proposes Changes to Rules Involving Administrative Proceedings
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