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Creating regulatory compliance solutions for EDGAR, FERC, and municipal filers.


GoFiler
Meet GoFiler

Streamline financial reporting to the SEC’s EDGAR system with compliance software that fits your organization. GoFiler is the most advanced, flexible, and cost-effective software on the market that can satisfy your compliance needs.

XBRLworks
Compliance for Utilities

Introducing XBRLworks, our cloud solution for transmitting periodic reports to the FERC eForms system. This easy-to-use tool offers simple compliance in a secure, collaborative environment at a fraction of the cost.

About the FDTA
The Financial Data Transparency Act

Changes are coming for governments and governmental entities with the passage of the FDTA. Continuing disclosures, including ACFR reporting, will be moving to a new open data standard. Learn more about what this could mean for you.

 


 

SEC Advances Treasury Market Resilience with New Cross‑Margining Structure

 

On April 15th, the SEC announced a conditional exemptive order that would permit customer cross‑margining between cash market positions in US Treasury securities cleared by a registered clearing agency and futures positions in US Treasury securities cleared by a registered derivatives clearing organization. The exemption applies to broker‑dealers that are also registered as futures commission merchants with the Commodity Futures Trading Commission (CFTC) and that serve as joint clearing members of both clearing entities. In accordance with the order, these organizations now may offer cross‑margining to eligible customers in a futures account as long as all conditions of the exemption are met.

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Posted: April 17, 2026 4:00 pm by LeAnn Dey in SEC

FERC Releases Latest eForms Refresh

April 13, 2026 3:00 pm – Federal Energy Regulatory Commission (FERC) announced updates made to the eForms system concerning a rendering issue affecting a number of FERC Form No. 1 filers [...]

FERC to Hold Open Commission Meeting

April 13, 2026 11:30 am – FERC staff will hold its monthly open meeting to discuss administrative, electric, gas, hydro, and certificates. [...]

SEC Releases Enforcement Results for Fiscal Year 2025

April 10, 2026 3:45 pm – SEC announced that in fiscal year 2025, it saw significant enforcement actions that furthered its attempt both to protect investors and promote market integrity [...]