Friday, February 10. 2023
XBRLworks Scheduled Maintenance
XBRLworks will be unavailable during scheduled maintenance today, February 10th, from 3:00 p.m. to 6:00 p.m. ET. During this time, the application will be updated to version 1.3a. {expires: 2023-02-11}
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SEC’s Division of Examinations Releases 2023 Priorities
On February 7th, SEC’s Division of Examinations issued its 2023 examination priorities, the publication that details the Division’s risk-based approach, including the areas it believes may present possible risks to the integrity of the US capital markets and investors. When compiling the examination priorities, the Division is guided by its objectives to promote and improve compliance, prevent fraud, monitor risks, and inform policy.
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SEC’s Division of Investment Management and Division of Trading and Markets to Hold Open Meeting
SEC staff in the Division of Investment Management and the Division of Trading and Markets will hold an open meeting via webcast on sec.gov to address the topics of Shortening the Settlement Cycle and Safeguarding Advisory Client Assets. The meeting will take place on Wednesday, February 15, 2023, at 10:00 a.m. ET and is free and open for the public to attend. {expires: 2023-02-16}
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