Friday, March 10. 2023
SEC Staff to Hold Open Meeting on Regulations S-P and SCI, Cybersecurity Risk Management Rule
Wednesday, March 08. 2023
FERC Adopts New Extreme Cold Weather Reliability Standards
SEC Updates PAUSE List of Firms Using Misleading Information to Solicit Investors
Tuesday, March 07. 2023
SEC Releases New Draft EDGAR Filer Manual for EDGAR 23.1
Monday, March 06. 2023
New Release (5.17c) for the GoFiler Family of Products
Version 5.17c of all applications in the GoFiler Suite has been released. This release contains a number of improvements to XDX, including a new auto-tag table feature and support for the 2023 taxonomies, as well as improvements for iXBRL validation. Additional corrections and improvements were made to Form C, Form 24F-2, and Form 13F-CTR.
Continue reading "New Release (5.17c) for the GoFiler Family of..." »Friday, March 03. 2023
Novaworks' Webinar on Executive Compensation Disclosure Now Available for Viewing
Thursday, March 02. 2023
SEC Issues Fee Rate Advisory #3 For Fiscal Year 2023
Tuesday, February 28. 2023
SEC Approves Final Rules to Extend Form 144 Filing Deadlines
Monday, February 27. 2023
SEC Proposes Amendments to Enhance Safeguarding for Registered Investment Advisers
The SEC has proposed new rule changes under the Investment Advisers Act of 1940, under which investment advisers are regulated. The changes are designed to improve protections of investor assets managed by investment advisers registered with the SEC. Pursuant to the act, the proposed new safeguarding rule would also revise and renumber current custody rule 206(4)-2. Additionally, the SEC is proposing amendments to the recordkeeping rule under the Act and to Form ADV for investment adviser registration under the Act.
Continue reading "SEC Proposes Amendments to Enhance Safeguarding..." »