EDGAR Technical Specifications

Below are links to the current technical specifications for EDGAR forms and submissions.

EDGARLink Online XML Technical Specification (v42)

https://www.sec.gov/files/edgar/filer-information/specifications/edgarlinkonlinexml42.zip

The EDGARLink Online XML Specification provides information for creating EDGARLink Online submissions without the use of the SEC’s EDGARLink Online application.

Last Revised: 9/19/2022

 

EDGAR ABS XML Technical Specification (Version 2.0)

https://www.sec.gov/info/edgar/specifications/absxml-2.0.zip

The EDGAR ABS XML Specification provides information for creating valid ABS Asset Data Files.

Last Revised: 9/20/2021

 

EDGAR Form 13F XML Technical Specification (Version 1.7)

https://www.sec.gov/files/edgar/filer-information/specifications/form13fxmltechspec1-7.zip

The EDGAR Form 13F XML Specification provides information for creating Form 13F-HR, Form 13-HR/A, Form 13F-NT, and Form 13-NT/A XML submissions without the use of the SEC’s online application.

Last Revised: 12/2/2022

 

EDGAR Form 144 XML Technical Specification (Version 1.0)

https://www.sec.gov/files/edgar/filer-information/specifications/form144xmltechspec1-0.zip

The EDGAR Form 144 XML Specification provides information for creating Form 144 XML submissions.

Last Revised: 9/19/2022

 

EDGAR Form 17-H XML Technical Specification (Version 1.3)

https://www.sec.gov/info/edgar/specifications/form-17-h-xml-tech-specs-1.3.zip

The EDGAR Form 17-H XML Specification provides information for creating Form 17HACON, Form 17HACON/A, Form 17HQCON, and Form 17HQCON/A XML submissions.

Last Revised: 9/20/2021

 

EDGAR Form 24F-2 XML Technical Specification (Version 2.0)

https://www.sec.gov/files/form-24f-2-xml-tech-specs-20.zip

The EDGAR Form 24F-2 XML Specification provides information for creating submission types for 24F-2 XML submissions.

Last Revised: 5/31/2022

 

EDGAR Form 25-NSE XML Technical Specification (Version 4.3)

https://www.sec.gov/info/edgar/specifications/form-25-nse-xml-4.3.zip

The EDGAR Form 25-NSE XML Specification provides information for creating Form 25-NSE XML submissions.

Last Revised: 9/20/2021

 

EDGAR Form ATS-N XML Technical Specification (Version 1.5)

https://www.sec.gov/info/edgar/specifications/form-ats-n-xml-1.5.zip

The EDGAR Form ATS-N XML Specification provides information for creating Form ATS-N, Form ATS-N/MA, Form ATS-N/UA, Form ATS-N/CA, ATS-N/OFA, Form ATS-N-C and Form ATS-N-W XML submissions.

Last Revised: 9/20/2021

 

EDGAR Form C XML Technical Specification (Version 8)

https://www.sec.gov/info/edgar/specifications/form-c-xml-tech-specs-8.zip

The Form C XML Specification provides information for creating compliant XML Form C submissions.

Last Revised: 9/20/2021

 

EDGAR Form CFPORTAL XML Technical Specification (Version 1.5)

https://www.sec.gov/info/edgar/specifications/form-cf-portal-xml-tech-specs-1.5.zip

The EDGAR CFPORTAL XML Specification provides information for creating compliant XML Form CFPORTAL submissions.

Last Revised: 9/20/2021

 

EDGAR Form D XML Technical Specification (Version 12)

https://www.sec.gov/info/edgar/specifications/form-d-xml-tech-specs-12.zip

The Form D XML Specification provides information for creating compliant XML Form D and Form D/A submissions without the use of the SEC’s Form D application available on the EDGAR Online Forms/XML Website.

Last Revised: 9/20/2021

 

EDGAR Form MA XML Technical Specification (Version 1.6)

https://www.sec.gov/info/edgar/specifications/form-ma-xml-1.6.zip

The Form MA XML Specification provides information for creating compliant XML Form MA submissions.

Last Revised: 9/20/2021

 

EDGAR Form N-CEN XML Technical Specification (Version 2.8)

https://www.sec.gov/info/edgar/specifications/form-n-cen-xml-tech-specs-2.8.zip

The Form N-CEN XML Specification provides information for creating compliant XML Form N-CEN submissions.

Last Revised: 9/20/2021

 

EDGAR Form N-MFP1 XML Technical Specification (Version 1.2)

http://www.sec.gov/info/edgar/specifications/form-n-mfp1-xml-tech-specs-1-2.zip

The Form N-MFP1 XML Specification provides information for creating compliant XML Form N-MFP1 and Form N-MFP1/A submissions.

Last Revised: 8/17/2016

Note that Form N-MFP1 is no longer accepted by EDGAR.

 

EDGAR Form N-MFP2 XML Technical Specification (Version 2.4)

https://www.sec.gov/info/edgar/specifications/form-n-mfp2-xml-tech-specs-2.4.zip

The Form N-MFP2 XML Specification provides information for creating compliant XML Form N-MFP2 and Form N-MFP2/A submissions.

Last Revised: 9/20/2021

 

EDGAR Form N-PORT XML Technical Specification (Version 1.10)

https://www.sec.gov/info/edgar/specifications/form-n-port-xml-tech-specs-1.10.zip

The EDGAR Form N-PORT XML Specification provides information for creating valid Form N-PORT XML submissions.

Last Revised: 9/20/2021

 

EDGAR Form N-PX XML Technical Specification (1.0)

https://www.sec.gov/files/edgar/filer-information/specifications/form-npx-xml.zip

The EDGAR Form N-PX XML Specification provides information for creating valid Form N-PX XML submissions.

Last Revised: 11/21/2022

 

EDGAR Form N-PX CTR XML Technical Specification (1.0)

https://www.sec.gov/files/edgar/filer-information/specifications/form-npx-ctr.zip

The EDGAR Form N-PX CTR XML Specification provides information for creating valid Form N-PX CRT XML submissions.

Last Revised: 11/21/2022

 

EDGAR Form SDR XML Technical Specification (Version 5)

https://www.sec.gov/info/edgar/specifications/edgar-form-sdr-tech-specs-5.zip

The EDGAR Form SDR XML Specification provides information for creating valid SDR XML submissions.

Last Revised: 9/20/2021

 

EDGAR Form SH-ER XML Technical Specification (Version 2.3)

https://www.sec.gov/info/edgar/specifications/form-sh-er-xml-2.3.zip

The EDGAR Form SH-ER XML Specification provides information for creating valid Form SH-ER submissions.

Last Revised: 9/20/2021

 

EDGAR Form TA XML Technical Specification (Version 1.6)

https://www.sec.gov/info/edgar/specifications/form-ta-xml-1.6.zip

The EDGAR Form TA XML Specification provides information for creating compliant Form TA-1, Form TA-1/A, Form TA-2, Form TA-2/A and Form TA-W submissions.

Last Revised: 9/20/2021

 

EDGAR Form X-17A-5 XML Technical Specification (Version 8)

https://www.sec.gov/files/edgar/filer-information/specifications/form-x-17a-5-xml-tech-specs-8.zip

The Form X-17A-5 XML Specification provides information for creating compliant XML Form X-17A-5 submissions.

Last Revised: 6/21/2022

 

EDGAR Ownership XML Technical Specification (Version 5.4)

https://www.sec.gov/info/edgar/specifications/ownershipxmltechspec-v5-4.zip

The EDGAR Ownership XML Specification provides information for creating XML ownership documents and submissions without the use of the EDGAR Online Forms/XML Website.

Last Revised: 2/20/2023

 

EDGAR Reg A XML Technical Specification (Version 1.11)

https://www.sec.gov/info/edgar/specifications/edgar-reg-a-tech-specs-1.11.zip

The EDGAR Reg A XML Specification provides information for creating valid Regulation A XML submissions.

Last Revised: 9/20/2021

 

EDGAR SBS Entity Forms XML Technical Specification (Version 1.5)

https://www.sec.gov/info/edgar/specifications/form-sbs-entity-xml-tech-specs-1.5.zip

The SBS Entity Forms XML Specification provides information for creating compliant SBS Entity Forms XML submissions.

Last Revised: 12/20/2021

 

Draft Technical Specifications

EDGAR Ownership XML Technical Specification (5.4) (2/22/2023)