How To Contact the SEC

The following departments are available for procedural and technical questions:

Filer Support

(202) 551-8900

Option #1: Filing Fees Branch

Account Balance; Fedwire Status; Current Fee Rate; Refunds of Unused Funds

Option #3: EDGAR Technical Support

General Instructions for Form ID, Access Requests, and Company Updates; Form ID for Filing Agents and Trading and Markets Filers; Troubleshooting an Error Message; Connection Error with EDGAR; Formatting Documents; Transmitting Documents; Any problems submitting documents

Option #4: EDGAR Filer Support for Corporation Finance

Become a Corporation Finance Filer; Form ID or Passphrase Update for Corporation Finance Filers; Form D for Corporation Finance Filers; SIC Codes; Update Registrant Information for Corporation Finance Filers; Duplicate or removing a Corporation Finance filing; Hardship Exemption Requests; Anything relating to specific Rules and Regulations

Option #5: Division of Investment Management

Become an Investment Company Filer; Filings under the 1940 Act Rules; Institutional investment managers subject to review by Division of Investment Management; Help with investment company filings

Option #6: Transfer Agents

Option #7: Large Traders and 13H

Option #8: Municipal Advisors

Hours: 9:00am to 5:30pm Eastern, Monday through Friday (excluding Federal Holidays)

Note: The Corporation Finance Filer Support office is closed from 9:00am to 10:00am Eastern on the last Wednesday of each month.

 

 

Division of Investment Management

https://www.sec.gov/investment/contact/divisions-investment-imcontacthtm.html

For frequently requested telephone numbers, e-mail addresses, and other contact information for the Division of Investment Management, visit https://www.sec.gov/investment/contact/divisions-investment-imcontacthtm.html

 

Office of Mergers and Acquisitions

(202) 551-3440

Hours: 9:00am to 5:30pm Eastern, Monday through Friday (excluding Federal Holidays)

 

Office of Investor Education and Advocacy

(202) 551-6551

Hours: 9:00am to 5:30pm Eastern, Monday through Friday (excluding Federal Holidays)

Additional contact information for the SEC is available at the SEC directory.