EDGAR Technical Specifications

Below are links to the current technical specifications for EDGAR forms and submissions.

EDGARLink Online XML Technical Specification (v25)

https://www.sec.gov/info/edgar/specifications/edgarlinkonlinexml25.zip

The EDGARLink Online XML Specification provides information for creating EDGARLink Online submissions without the use of the SEC's EDGARLink Online application.

Last Revised: 7/9/2018

 

EDGAR ABS XML Technical Specification (Version 1.8)

http://www.sec.gov/info/edgar/specifications/absxml-1.8.zip

The EDGAR ABS XML Specification provides information for creating valid ABS Asset Data Files.

Last Revised: 3/11/2019

 

EDGAR Form 13F XML Technical Specification (Version 1.3)

http://www.sec.gov/info/edgar/specifications/form13fxmltechspec1-3.zip

The EDGAR Form 13F XML Specification provides information for creating Form 13F-HR, Form 13-HR/A, Form 13F-NT, and Form 13-NT/A XML submissions without the use of the SECís online application.

Last Revised: 12/12/2016

 

EDGAR Form 17-H XML Technical Specification (Version 1.1)

http://www.sec.gov/info/edgar/specifications/form-17-h-xml-tech-specs-1.1.zip

The EDGAR Form 17-H XML Specification provides information for creating Form 17HACON, Form 17HACON/A, Form 17HQCON, and Form 17HQCON/A XML submissions.

Last Revised: 7/17/2017

 

EDGAR Form ATS-N XML Technical Specification (Version 1.1)

http://www.sec.gov/info/edgar/specifications/form-ats-n-xml-1.1.zip

The EDGAR Form ATS-N XML Specification provides information for creating Form ATS-N, Form ATS-N/MA, Form ATS-N/UA, Form ATS-N/CA, ATS-N/OFA, Form ATS-N-C and Form ATS-N-W XML submissions.

Last Revised: 3/11/2019

 

EDGAR Form C XML Technical Specification (Version 3)

http://www.sec.gov/info/edgar/specifications/form-c-xml-tech-specs-3.zip

The Form C XML Specification provides information for creating compliant XML Form C submissions.

Last Revised: 7/9/2018

 

EDGAR Form CFPORTAL XML Technical Specification (Version 1.3)

http://www.sec.gov/info/edgar/specifications/form-cf-portal-xml-tech-specs-1.3.zip

The EDGAR CFPORTAL XML Specification provides information for creating compliant XML Form CFPORTAL submissions.

Last Revised: 12/17/2018

 

EDGAR Form D XML Technical Specification (Version 10)

http://www.sec.gov/info/edgar/formdxmltechspec-10.zip

The Form D XML Specification provides information for creating compliant XML Form D and Form D/A submissions without the use of the SECís Form D application available on the EDGAR Online Forms/XML Website.

Last Revised: 7/9/2018

 

EDGAR Form MA XML Technical Specification (Version 1.2)

http://www.sec.gov/info/edgar/specifications/form-ma-xml-1.2.zip

The Form MA XML Specification provides information for creating compliant XML Form MA submissions.

Last Revised: 3/11/2019

 

EDGAR Form N-CEN XML Technical Specification (Version 2.4)

http://www.sec.gov/info/edgar/specifications/form-n-cen-xml-tech-specs-2.4.zip

The Form N-CEN XML Specification provides information for creating compliant XML Form N-CEN submissions.

Last Revised: 3/11/2019

 

EDGAR Form N-MFP1 XML Technical Specification (Version 1.2)

http://www.sec.gov/info/edgar/specifications/form-n-mfp1-xml-tech-specs-1-2.zip

The Form N-MFP1 XML Specification provides information for creating compliant XML Form N-MFP1 and Form N-MFP1/A submissions.

Last Revised: 8/17/2016

Note that Form N-MFP1 is no longer accepted by EDGAR.

 

EDGAR Form N-MFP2 XML Technical Specification (Version 2.0)

http://www.sec.gov/info/edgar/specifications/form-n-mfp2-xml-tech-specs-2.zip

The Form N-MFP2 XML Specification provides information for creating compliant XML Form N-MFP2 and Form N-MFP2/A submissions.

Last Revised: 3/13/2017

 

EDGAR Form N-PORT XML Technical Specification (Version 1.5)

http://www.sec.gov/info/edgar/specifications/form-n-port-xml-tech-specs-1.5.zip

The EDGAR Form N-PORT XML Specification provides information for creating valid Form N-PORT XML submissions.

Last Revised: 3/11/2019

 

EDGAR Form SDR XML Technical Specification (Version 3)

http://www.sec.gov/info/edgar/specifications/edgar-form-sdr-tech-specs-3.zip

The EDGAR Form SDR XML Specification provides information for creating valid SDR XML submissions.

Last Revised: 9/14/2015

 

EDGAR Form TA XML Technical Specification (Version 1.3)

https://www.sec.gov/info/edgar/specifications/form-ta-xml-tech-specs-1.3.zip

The EDGAR Form TA XML Specification provides information for creating compliant Form TA-1, Form TA-1/A, Form TA-2, Form TA-2/A and Form TA-W submissions.

Last Revised: 7/9/2018

 

EDGAR Form X-17A-5 XML Technical Specification (Version 3.0)

http://www.sec.gov/info/edgar/specifications/form-x-17a-5-xml-tech-specs-3.zip

The Form X-17A-5 XML Specification provides information for creating compliant XML Form X-17A-5 submissions.

Last Revised: 3/13/2017

 

EDGAR Ownership XML Technical Specification (Version 5.1)

http://www.sec.gov/info/edgar/ownershipxmltechspec-v5-1.zip

The EDGAR Ownership XML Specification provides information for creating XML ownership documents and submissions without the use of the EDGAR Online Forms/XML Website.

Last Revised: 9/14/2015

 

EDGAR Reg A XML Technical Specification (Version 1.6)

http://www.sec.gov/info/edgar/specifications/edgar-reg-a-tech-specs-v1-6.zip

The EDGAR Reg A XML Specification provides information for creating valid Regulation A XML submissions.

Last Revised: 3/11/2019

 

EDGAR SBS Entity Forms XML Technical Specification (Version 1)

http://www.sec.gov/info/edgar/specifications/form-sbs-entity-xml-tech-specs-1.zip

The SBS Entity Forms XML Specification provides information for creating compliant SBS Entity Forms XML submissions.

Last Revised: 4/25/2016

 

Draft Technical Specifications

Below are links to the any draft technical specifications the SEC has provided.

Draft EDGAR Form N-PORT XML Technical Specification (Version 1.6)

http://www.sec.gov/info/edgar/specifications/form-n-port-xml-tech-specs-1.6_d.zip

The draft EDGAR Form N-PORT XML Technical Specification is provided to assist filers, agents, and software developers in their preparation of responses to potential changes. The SEC may change any part of the technical specification before the new system release is made final. The changes outlined in this draft technical specification, if approved, are scheduled to take effect on April 1, 2019.

Implementation Date: 4/1/2019