Friday, March 10. 2023
SEC Staff to Hold Open Meeting on Regulations S-P and SCI, Cybersecurity Risk Management Rule
The SEC’s Division of Investment Management and Division of Trading and Markets will hold an open meeting via webcast on sec.gov to address matters related to Regulation S-P, the Cybersecurity Risk Management Rule, and Regulation SCI. The meeting will take place on Wednesday, March 15, 2023 at 10:00 a.m. ET, and is free and open for the public to attend. {expires: 2023-03-16}
During the meeting, the Divisions will discuss:
- whether to propose amendments to rules under Regulation S-P to require brokers and dealers, investment companies, and investment advisers registered with the SEC to adopt written policies and procedures for incident response programs to address unauthorized access to or use of customer information, including procedures for providing timely notification to certain affected individuals
- whether to propose a new rule and form and certain related rule and exemptive order amendments under the Exchange Act to require certain registrants under the Exchange Act to address their cybersecurity risks through policies and procedures, notification and reporting to the SEC, public disclosure, and record retention
- whether to propose amendments to Regulation SCI under the Exchange Act to expand the scope of entities subject to Regulation SCI and to update certain provisions of Regulation SCI
For further information, contact Vanessa A. Countryman of the Office of the Secretary at (202) 551-5400.
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