SEC Revises Regulations for Derivatives Usage by Registered Funds and ...

Friday, October 30. 2020

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The Novaworks Team

in Investment Management, SEC, SEC Filing Help

SEC, CFTC Approve Final Rule on Security Futures Margin and Request Comments ...

Tuesday, October 27. 2020

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The Novaworks Team

in SEC

SEC to Host Virtual Panel with Women Entrepreneurs of Color on October 28th

Thursday, October 22. 2020

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The Novaworks Team

in Events, SEC

SEC Revises Auditor Independence Rules

Thursday, October 22. 2020

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The Novaworks Team

in SEC

SEC Releases Agenda for October 26 Virtual Roundtable on Regulation Best ...

Wednesday, October 21. 2020

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The Novaworks Team

in Events, SEC

New Release (5.5b) for the GoFiler Family of Products

Monday, October 19. 2020

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The Novaworks Team

in EDGAR News, GoFiler Updates, Novaworks News, XBRL

SEC and CFTC to Host a Virtual Joint Open Meeting on October 22

Friday, October 16. 2020

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The Novaworks Team

in Events, SEC

SEC Releases Statement about Inappropriate XBRL Custom Members for ...

Wednesday, October 14. 2020

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The Novaworks Team

in GoFiler Updates, Novaworks News, SEC, US GAAP Taxonomy, XBRL

SEC Proposes Conditional Exemptive Order for Finders Aiding Small Businesses ...

Tuesday, October 13. 2020

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The Novaworks Team

in SEC

SEC Makes Changes to Regulatory Framework for Fund of Funds Arrangements

Monday, October 12. 2020

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The Novaworks Team

in SEC

SEC to Host Virtual National Compliance Outreach Seminar for Investment ...

Monday, October 12. 2020

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The Novaworks Team

in Events, Investment Management, SEC

SEC Closed October 12th for Columbus Day

Monday, October 12. 2020

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The Novaworks Team

in EDGAR News, Novaworks News, SEC

SEC Releases Report on Credit Market Interconnectedness and the Effects of ...

Thursday, October 08. 2020

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The Novaworks Team

in SEC

SEC Adds Clarity, Efficiency, and Transparency to Its Whistleblower Award ...

Thursday, October 08. 2020

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The Novaworks Team

in SEC

SEC Proposes to Extend Regulations ATS and SCI to Treasuries and Other ...

Tuesday, October 06. 2020

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The Novaworks Team

in EDGAR News, SEC, SEC Filing Help

SEC to Host October 26 Virtual Roundtable on Regulation Best Interest and ...

Friday, October 02. 2020

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The Novaworks Team

in Events, SEC

Notice Regarding the Fee Rate Table

Thursday, October 01. 2020

Posted by

The Novaworks Team

in EDGAR News, Novaworks News