Tuesday, December 05. 2023

SEC Issues Interactive Data Test Suite Update

The SEC announced that the Interactive Data Test Suite has been updated. For a summary of changes, see the change log in the last section of the summary file. Continue reading "SEC Issues Interactive Data Test Suite Update" »
Posted by
LeAnn Dey
in EDGAR News, SEC, SEC Filing Help at 07:14

Monday, December 04. 2023

SEC Staff to Hold Investor Advisory Committee Meeting

The SEC’s Investor Advisory Committee will hold an open meeting via webcast on sec.gov that will take place on Thursday, December 7, 2023, at 10:00 a.m. ET. The meeting is free and open for the public to attend. The meeting will cover committee matters, including subcommittee reports and approval of previous meeting minutes. {expires: 2023-12-08} Continue reading "SEC Staff to Hold Investor Advisory Committee..." »
Posted by
LeAnn Dey
in Events, SEC at 16:17

Friday, December 01. 2023

SEC Approves Rules to Enhance Clearing Agency Governance and Reduce Conflicts of Interest

The SEC announced that it has adopted rules under the Securities Exchange Act of 1934 to improve the governance of SEC-registered clearing agencies by mitigating conflicts of interest that may influence the board of directors or equivalent governing body of a registered clearing agency. The rules identify certain responsibilities of the board, increase transparency into board governance, and improve the alignment of incentives among owners and participants of a registered clearing agency. Continue reading "SEC Approves Rules to Enhance Clearing Agency..." »
Posted by
LeAnn Dey
in SEC at 11:53
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