Friday, November 05. 2021

SEC Announces Proposed Amendments to Electronic Filing Requirements

On November 4th, the SEC announced that it is proposing rule and form amendments to update filing requirements that would affect issuers, registered investment advisors, institutional investment managers, and others that file or submit reports to the SEC on EDGAR. These changes are intended to increase efficiency, transparency, and operational resiliency of the filing process by updating the way data is submitted to the SEC and disclosed. Continue reading "SEC Announces Proposed Amendments to Electronic..." »
Posted by
LeAnn Dey
in Filing Technology, SEC, SEC Filing Help, XBRL at 14:08

Wednesday, November 03. 2021

SEC to Hold Virtual Small Business Capital Formation Advisory Committee Meeting

The SEC has announced that its Small Business Capital Formation Advisory Committee will hold a remote meeting to discuss matters related to the rules and regulations affecting small and emerging companies and their investors under the federal securities laws. The free webcast will take place on Tuesday, November 16, 2021, from 10:00 a.m. to 2:30 p.m. ET. The event is open to the public and will be presented live on sec.gov. {expires: 2021-11-17} Continue reading "SEC to Hold Virtual Small Business Capital..." »
Posted by
LeAnn Dey
in Events, SEC at 14:35

Tuesday, November 02. 2021

FERC, NARUC to Host Inaugural Federal-State Transmission Task Force Meeting

The FERC has announced that the Joint Federal-State Task Force on Electric Transmission will convene its first meeting on November 10th to discuss the topic, Incorporating State Perspectives into Regional Transmission Planning. Established by the FERC and the National Association of Regulatory Utility Commissioners (NARUC) in June 2021, the Task Force is comprised of the FERC Commissioners and ten state regulators representing the five NARUC regions. The partnership is an opportunity for state and federal regulators to work side-by-side on various transmission issues. {expires: 2021-11-11} Continue reading "FERC, NARUC to Host Inaugural Federal-State..." »
Posted by
LeAnn Dey
in Events, FERC at 13:40

Monday, November 01. 2021

SEC to Host Remote Asset Management Advisory Committee Meeting

The SEC is holding a remote meeting of the Asset Management Advisory Committee to discuss matters relevant to the asset management industry. The meeting will include panels and potential recommendations from the Small Advisors and Small Funds Subcommittees as well as the Evolution of Advice Subcommittee. The remote meeting will take place on Wednesday, November 3, 2021, at 10:00 a.m. ET and will be presented live on sec.gov. {expires: 2021-11-04} Continue reading "SEC to Host Remote Asset Management Advisory..." »
Posted by
LeAnn Dey
in Events, SEC at 17:23

SEC Revises EDGAR Cipher Update Notification

Filers who use third-party custom software solutions to connect to EDGAR were notified that, on November 30th, the SEC would update the ciphers it supports in its Transport Layer Security (TLS) cryptographic protocol. The update will now occur on January 17, 2022. Continue reading "SEC Revises EDGAR Cipher Update Notification" »
Posted by
LeAnn Dey
in EDGAR News at 11:45

Friday, October 29. 2021

FERC Releases 2022 Commission Open Meeting Schedule

On October 7th, FERC released the schedule for its open meetings for calendar year 2022. With the exception of August, the meetings generally take place on the third Thursday of each month. The open meetings are freely accessible by the public in accordance with the Government in the Sunshine Act. Continue reading "FERC Releases 2022 Commission Open Meeting..." »
Posted by
LeAnn Dey
in Events, FERC at 08:45

Monday, October 25. 2021

FASB Releases Proposed Changes for 2022 US GAAP Financial Reporting Taxonomy for Review and Comment

On October 1st, the Financial Accounting Standards Board (FASB) issued proposed technical and other conforming changes for the 2022 US Generally Accepted Accounting Principles (GAAP) Financial Reporting Taxonomy and the associated release notes for public comment. The Financial Accounting Foundation (FAF) and the FASB are jointly responsible for the ongoing development and maintenance of the GAAP Financial Reporting Taxonomy (GRT). Along with maintenance of the GRT, technical and other conforming improvements are made in addition to those concerning Accounting Standards Updates issued in 2021. These improvements are now open for public review. Continue reading "FASB Releases Proposed Changes for 2022 US GAAP..." »
Posted by
LeAnn Dey
in FASB News, US GAAP Taxonomy at 11:59

Friday, October 22. 2021

SEC Issues Staff Report on Equity and Options Market Structure Conditions in Early 2021

On October 18th, the SEC staff published Equity and Options Market Structure Conditions in Early 2021, a comprehensive analysis of the January 2021 trading activity of GameStop Corp (GME), the most notable of the “meme stocks”. Meme stocks are stocks that rise dramatically in price over a short period because of a sudden increase in online or social media interest, resulting in an investing surge. The report details such incidents as well as areas that merit further study and potential consideration. Continue reading "SEC Issues Staff Report on Equity and Options..." »
Posted by
LeAnn Dey
in Investor Education, SEC at 10:20

Wednesday, October 20. 2021

SEC Revises Filing Fee Disclosure and Payment Methods

The SEC voted on October 13th to apply updates to the current methods used to calculate, report, and pay filing fees. The modifications are intended to help automate filing fee calculation and validation and update fee payment options. Importantly, the SEC is introducing a structured data format disclosure requirement concerning fee calculations to most fee-bearing forms. Continue reading "SEC Revises Filing Fee Disclosure and Payment..." »
Posted by
LeAnn Dey
in Investment Management at 16:45

SEC Reopens Comment Period for Listing Standards for Recovery of Erroneously Awarded Compensation

The SEC has reopened the comment period for the proposed rules to enforce Section 954 of the Dodd-Frank Act regarding listing standards for the recovery of money erroneously disbursed for incentive-based executive compensation. The proposal would require national securities exchanges to establish listing standards that would mandate that listed companies adopt and comply with a compensation recovery policy, satisfying the requirements of Section 10D of the Exchange Act. This is commonly referred to as a clawback policy. Continue reading "SEC Reopens Comment Period for Listing..." »
Posted by
LeAnn Dey
in SEC at 13:35

Thursday, June 10. 2021

EDGARLink Updates Online Document Attachment Capabilities

As of June 9, 2021, when a filer is using an internet browser other than Internet Explorer, EDGARLink Online will allow that filer to attach multiple documents at once to EDGAR submissions. Filers using Internet Explorer must continue attaching documents to EDGAR submissions one at a time. Continue reading "EDGARLink Updates Online Document Attachment..." »
Posted by
LeAnn Dey
in EDGAR News, SEC, SEC Filing Help, US GAAP Taxonomy at 11:49

Thursday, June 03. 2021

FERC to Host Webinar on Increasing Market and Planning Efficiency with Enhanced Software

The FERC staff will host a three-day virtual conference to discuss opportunities for increasing real-time and day-ahead market efficiency of the bulk power system through improved software. Other topics that may be discussed include capacity valuation methodologies for renewable, hybrid, or storage resources. The event is open to the public and will take place June 22, 2021 – June 24, 2021. The online conference is free but registration is required as WebEx connections may not be available to those who do not register. {expires: 2021-06-25}
Continue reading "FERC to Host Webinar on Increasing Market and..." »
Posted by
LeAnn Dey
in Events, FERC at 17:11
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