The staff of the SEC’s Division of Corporation Finance, the Division of Investment Management, and the Division of Trading and Markets has issued a statement regarding Rule 302(b) of Regulation S-T. This statement pertains to concerns stemming from the ongoing COVID-19 pandemic. The SEC has received inquiries from persons and entities subject to Regulation S-T concerning these authentication document retention mandates under Rule 302(b). These requirements can prove to be difficult to meet in light of health, transportation, and other logistical issues raised by the spread of coronavirus disease. This staff statement is temporary and remains in effect until the staff provides public notice that it no longer applies. Such notice will be published at least two weeks before the announced termination date.
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Monday, July 06. 2020
SEC Issues Statement on Rule 302(b) of Regulation S-T in Light of COVID-19
Wednesday, July 01. 2020
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Wednesday, June 10. 2020
Reminder for Filers Who Obtain EDGAR Access Pursuant to Temporary Final Rule 10(c)
Tuesday, May 26. 2020
New Release (5.3c) for the GoFiler Family of Products
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