Thursday, September 21. 2023

SEC Revises PAUSE List of Firms Using Misleading Information to Solicit Investors

On September 15th, the SEC announced that it has revised its list of unregistered entities that use inaccurate data to solicit mainly non-US investors. This update includes 29 soliciting entities, three impersonators of real firms, and one bogus regulator. Continue reading "SEC Revises PAUSE List of Firms Using..." »
Posted by
LeAnn Dey
in Investor Education, SEC at 07:00
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