Thursday, September 10. 2026

FERC Releases Latest eForms Refresh

On September 3rd, the Federal Energy Regulatory Commission (FERC) announced that from Thursday, September 17, 2026, through September 24, 2026, the eForms collection system will be out of service. During this time, FERC will not accept official eForms filings. Continue reading "FERC Releases Latest eForms Refresh" »
Posted by
LeAnn Dey
in eForms News, FERC, FERC Filing Help at 09:00

Wednesday, September 09. 2026

SEC Staff to Hold Roundtable on Preparations for 24-Hour Trading

SEC staff will host a public roundtable to discuss preparations for moving US equity markets toward 24‑hour trading, overnight operations, the opportunities and challenges of continuous trading, and how those measures would boost market resiliency. The event will take place on Thursday, September 17, 2026, from 10:00 a.m. - 4:00 p.m. ET, and is open for the public virtually to attend on the SEC’s site. Registration is required.
{expires: 2026-09-18}
Continue reading "SEC Staff to Hold Roundtable on Preparations..." »
Posted by
LeAnn Dey
in Events, SEC at 16:45

Friday, September 04. 2026

Labor Day

The SEC will be closed Monday, September 7th in observance of Labor Day. The EDGAR System will not receive, process or accept filings on this day. Filings with a due date of September 7th will be due the following business day. The FERC will be closed in observation of Labor Day. eForms will accept filings submitted on September 7th. Novaworks will also be closed on September 7th in observance of Labor Day. We will be offering limited email support from 2:00 p.m. to 6:00 p.m. ET on Friday, September 4th. {expires: 2026-09-08}
Continue reading "Labor Day" »
Posted by
LeAnn Dey
in EDGAR News, eForms News, FERC, Novaworks News, SEC at 13:30

SEC Staff to Hold Investor Advisory Committee Meeting

The SEC’s Investor Advisory Committee will hold a meeting via webcast on the SEC’s website. The event will take place on Thursday, September 10, 2026, beginning at 10:00 a.m. ET. The meeting is free and open for the public to attend.
{expires: 2026-09-11}
Continue reading "SEC Staff to Hold Investor Advisory Committee..." »
Posted by
LeAnn Dey
in Events, SEC at 09:45

Wednesday, September 02. 2026

SEC Proposes Amendments to Enhance Oversight of Registered Transfer Agents

On September 1st, the SEC proposed revisions to the rules and forms that regulate registered transfer agents, entities that represent an essential part of the US clearance and settlement framework. The rulemaking marks the first substantial update to these rules since the early 1980s. The proposal introduces new rules, amends existing requirements, modernizes significant registration and reporting forms, and rescinds one outdated rule. Continue reading "SEC Proposes Amendments to Enhance Oversight of..." »
Posted by
LeAnn Dey
in Corporation Finance, DERA, Investment Management, SEC at 14:30
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