Tuesday, November 14. 2023

FERC to Hold Its Monthly Open Commission Meeting

The FERC staff will hold its monthly open meeting via webcast on ferc.gov on Thursday, November 16, 2023, at 10:00 a.m. ET. The one-hour meeting is open for the public to attend. {expires: 2023-11-17} Continue reading "FERC to Hold Its Monthly Open Commission Meeting" »
Posted by
LeAnn Dey
in Events, FERC at 10:36

Monday, October 16. 2023

SEC’s Division of Trading and Markets to Discuss Volume-Based Exchange Transaction Pricing for NMS Stocks

The SEC’s Division of Trading and Markets will hold an open meeting concerning volume-based exchange transaction pricing for NMS stocks via webcast on sec.gov. The web meeting will take place on Wednesday, October 18, 2023, at 10:00 a.m. ET and is free and open for the public to attend. {expires: 2023-10-19} Continue reading "SEC’s Division of Trading and Markets to..." »
Posted by
LeAnn Dey
in Events, SEC at 10:09

Friday, October 13. 2023

FERC to Hold Its Monthly Open Commission Meeting

The FERC staff will hold its monthly open meeting via webcast on ferc.gov on Thursday, October 19, 2023, at 10:00 a.m. ET. The one-hour meeting is open for the public to attend. {expires: 2023-10-20} Continue reading "FERC to Hold Its Monthly Open Commission Meeting" »
Posted by
LeAnn Dey
in Events, FERC at 09:32

Wednesday, October 11. 2023

SEC’s Division of Trading and Markets to Discuss Reporting of Securities Loans and Short Position and Activity Reporting

The SEC’s Division of Trading and Markets will hold an open meeting via webcast on sec.gov concerning the reporting of securities loans and short position and activity reporting. The meeting will take place on Friday, October 13, 2023 at 9:30 a.m. ET. The meeting is free and open for the public to attend. {expires: 2023-10-14} Continue reading "SEC’s Division of Trading and Markets to..." »
Posted by
LeAnn Dey
in Events, SEC at 07:12

Sunday, October 01. 2023

SEC Hosts World Investor Week 2023 Centered on Due Diligence

The SEC has announced that World Investor Week (WIW) 2023 will focus on the significance of investors taking time to do due diligence, and how doing so may help them avoid fraud and to make better informed investment decisions. The event, which also emphasizes investor education and protection, takes place online and in person October 2 through October 8, 2023. {expires: 2023-10-09} Continue reading "SEC Hosts World Investor Week 2023 Centered on..." »
Posted by
LeAnn Dey
in Events, Investor Education, SEC at 09:52

Monday, September 18. 2023

SEC Staff to Hold Investor Advisory Committee Meeting

The SEC’s Investor Advisory Committee will hold an open meeting via webcast on sec.gov that will take place on Thursday, September 21, 2023, at 10:00 a.m. ET. The meeting is free and open for the public to attend. It will cover committee matters, including topics pertaining to Regulation D and swing pricing. {expires: 2023-09-22} Continue reading "SEC Staff to Hold Investor Advisory Committee..." »
Posted by
LeAnn Dey
in Events, SEC at 12:51

Friday, September 15. 2023

FERC to Hold Its Monthly Open Commission Meeting

The Federal Energy Regulatory Commission’s (FERC) staff will hold its monthly open meeting via webcast on ferc.gov on Thursday, September 21, 2023, at 10:00 a.m. ET. The one-hour meeting is open for the public to attend.{expires: 2023-09-22} Continue reading "FERC to Hold Its Monthly Open Commission Meeting" »
Posted by
LeAnn Dey
in Events, FERC at 10:39

Thursday, September 14. 2023

SEC’s EDGAR Business Office to Present Demo on EDGAR Next Beta

The SEC’s EDGAR Business Office will host a webinar that will include an overview of the EDGAR Next proposing Beta and a presentation of the functionality contained in the potential technical updates to EDGAR. The webinar will take place on Tuesday, September 19, 2023, from 12:00 p.m. to 1:00 p.m. ET. The webinar is free and open for the public to attend. {expires: 2023-09-20} Continue reading "SEC’s EDGAR Business Office to Present Demo on..." »
Posted by
LeAnn Dey
in EDGAR News, Events, SEC, SEC Filing Help at 17:41

SEC’s Division of Investment Management to Hold Open Meeting

The SEC’s Division of Investment Management will hold an open meeting via webcast on sec.gov that will take place on Wednesday, September 20, 2023, at 10:00 a.m. ET. The meeting is free, open for the public to attend, and will address issues relating to misleading investment disclosures, among other topics. {expires: 2023-09-21} Continue reading "SEC’s Division of Investment Management to Hold..." »
Posted by
LeAnn Dey
in Events, Investment Management, Investor Education, SEC at 12:51

Wednesday, September 13. 2023

SEC’s Small Business Capital Formation Advisory Committee to Hold Open Meeting

The SEC’s Small Business Capital Formation Advisory Committee will hold an open meeting via webcast on sec.gov to discuss matters concerning rules and regulations affecting small and emerging businesses and their investors under the federal securities laws. The meeting will take place on Tuesday, September 19, 2023, at 10:00 a.m. ET and is free and open for the public to attend. {expires: 2023-09-20} Continue reading "SEC’s Small Business Capital Formation Advisory..." »
Posted by
LeAnn Dey
in Events, SEC at 07:17

Friday, September 01. 2023

SEC’s Division of Trading and Markets to Hold Open Meeting

The SEC’s Division of Trading and Markets staff will hold an open meeting via webcast on sec.gov on Wednesday, September 6, 2023, at 10:00 a.m. ET concerning the CAT NMS Plan. The meeting is free and open for the public to attend. {expires: 2023-09-07} Continue reading "SEC’s Division of Trading and Markets to Hold..." »
Posted by
LeAnn Dey
in Events, SEC at 11:00

Monday, August 21. 2023

SEC’s Division of Investment Management and Division of Trading and Markets to Hold Open Meeting

SEC staff will hold an open meeting via webcast on sec.gov on Wednesday, August 23, 2023, at 10:00 a.m. EDT. The meeting will focus on private fund and investment advisor compliance, is free, and open for the public to attend. {expires: 2023-08-24} Continue reading "SEC’s Division of Investment Management and..." »
Posted by
LeAnn Dey
in Events, SEC at 16:39

Monday, July 31. 2023

FERC, NERC to Host Joint Physical Security Technical Conference

The FERC, in conjunction with the North American Electric Reliability Corporation (NERC), will hold a conference via webcast on ferc.gov on Thursday, August 10, 2023, from 9:00 a.m. – 4:30 p.m. EDT. The meeting will cover topics pertaining to the physical security of the Bulk-Power System. The conference is free and open for the public to attend but registration is required. {expires: 2023-08-11} Continue reading "FERC, NERC to Host Joint Physical Security..." »
Posted by
LeAnn Dey
in Events, FERC at 12:35

Tuesday, July 25. 2023

XBRL US Opens Registration for GovFin 2023: Empowering Governments, Modernizing Reporting

XBRL US will host a conference this November in Washington, DC to discuss the passage of legislation related to the Financial Data Transparency Act (FDTA) and the Grants Reporting Efficiency and Transparency (GREAT) Act. XBRL US will address the ways governments can learn about data standards and how they increase efficacy and modernize financial reporting. The event will also feature case studies related to federal standards programs implemented by the SEC, the FERC, and the Federal Deposit Insurance Corporation (FDIC). Continue reading "XBRL US Opens Registration for GovFin 2023:..." »
Posted by
LeAnn Dey
in Events, FERC, SEC, XBRL at 14:02

Wednesday, July 19. 2023

FERC to Hold Its Monthly Open Commission Meeting

The FERC staff will hold its monthly open meeting via webcast on ferc.gov on Thursday, July 27, 2023, at 10:00 a.m. EDT. The one-hour meeting is open for the public to attend. {expires: 2023-07-28} Continue reading "FERC to Hold Its Monthly Open Commission Meeting" »
Posted by
LeAnn Dey
in Events, FERC at 13:43
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